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ON-DEMAND WEBCAST | Internal Controls: Compliance Obligations Under the FCPA

Internal Controls – Ethics & Compliance Obligations Under the FCPA

Featuring Thomas Fox (60 mins)

The recent Smith & Wesson FCPA enforcement action was the first time that a company was found to be in violation of the FCPA because it did not have sufficient internal controls. This, together with the upcoming implementation of the COSO 2013 Framework regarding internal controls, have compliance professionals wondering how they can determine what internal controls are sufficient and whether their company meets these requirements.

In this on-demand webcast, “Internal Controls: Compliance Obligations Under the FCPA,” Tom Fox, noted FCPA expert and author of the FCPA Compliance and Ethics Blog, will provide a wide array of practical information to help ethics and compliance professionals meet challenges around internal controls.


  • What a company’s obligations are regarding internal controls under the FCPA
  • What internal controls are required to meet this obligation
  • How you can determine which internal controls that your company needs
  • What top internal controls you should initially implement

Thomas R. Fox, Owner & Principal,
Jimmy Lin, VP Product Development & Corporate Strategy, The Network


Awards & Certifications 2013 GRC 20/20 Technology Innovation Award 2013 TAG Top 40 Innovative Company 2012 IABC Gold Quill Award 2012 MarCom Award We self-certify compliance Safe Harbor Safe Harbor Certification SOC 2 Certification