Let Us Help You
Use Compliance Best Practices
Promote Ethics
Refresh Your Code
Manage Corporate Policies
Train Employees
Detect Incidents
Manage Investigations
Analyze Business Impact
Follow Industry Regulations
Ensure Global Compliance
Understand Data Privacy
Financial Services Industry
Perhaps no other industry has faced more regulation and reputational damage in recent years that the financial services industry. And thanks to some serious misconduct and corruption, the regulations just keep on coming. Dodd-Frank, Sarbanes-Oxley (SOX), the USA Patriot Act… and the list goes on.
We have more than 300 clients in the financial industry and understand their challenges. Our solutions help financial services companies:
- Increase compliance as new regulations surface through employee awareness and certification
- Reduce risk in areas such as fraud, theft and embezzlement
- Identify potential issues based upon reporting patterns and trends
Contact us today to learn how we can help your financial services company build and maintain an ethical culture and comply with ever-changing industry regulations.
IN THE NEWS
Top 12 GRC Considerations for Financial Companies in 2012
While regulation is certainly not a new concept to the financial industry, the risks posed by regulatory non-compliance will continue to drive global enterprises to tighten their focus on risk management – literally, the center of GRC – and find the balance between business value and business ethics.
PRESS RELEASES
The Network and BDO Consulting Release 3Q Quarter 2011 Findings in the Corporate Fraud Index
Led by reports of theft, fraud incident reporting sets high mark; reporting volume increases substantially from previous year.
